The Securities and Exchange Commission under President Biden has been working on a slew of proposed regulations that would affect financial advisors, but the coming Trump administration is likely to let them wilt on the vine, according to one expert.
“There are about 20 of them that would have significantly impacted investment advisors alone,” Sanjay Lamba, associate general counsel at the Investment Adviser Association, said Tuesday during an online presentation hosted by the compliance consultancy ACA Group. “I think at…
